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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

MAR 7A.2 Purpose

As Published: 2017

MAR 7A.2 Purpose

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements