Search Result

161 - 180 of 493 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

SYSC 18.5 Settlement agreements with workers

As Published: 2015

SYSC 18.5 Settlement agreements with workers

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares