Search Result

121 - 140 of 1625 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

SYSC 5.2

As Published: 2015

SYSC 5.2

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls