Search Result

1041 - 1060 of 1728 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme