Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

MIPRU 4.2 Capital resources requirements

COBS 16.4 Statements of client designated investments or client money

LR 10.4 Class 2 requirements

FEES 5.2 Introduction

GEN 7.2 Call charges

SUP 10C.3 General material about the definition of controlled functions

DISP App 1.1 Introduction

SUP 10A.10 Customer-dealing functions

FEES 6.7 Payment of levies

SYSC 13.8 External events and other changes

CASS 11.12 CASS 11 resolution pack

COBS 16.3 Periodic reporting

SUP 10A.7 FCA required functions

EG 3.7 Investigations to assist overseas authorities (section 169)

DEPP 7.1 Application and purpose

EG 14.2 Choice of powers

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974