Search Result

581 - 600 of 1369 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

DISP 4.1 Purpose and application

As Published: 2008

DISP 4.1 Purpose and application

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

CONC 2.6 Conduct of business: debt counselling, debt adjusting and providing credit information services

As Published: 2015

CONC 2.6 Conduct of business: debt counselling, debt adjusting and providing credit information services

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

COND 1.3 General

As Published: 2013

COND 1.3 General

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information