Login

We use necessary cookies to make our site work (for example, to manage your usage journey on the site). We also use some additional cookies (including third-party cookies) to help us improve the site functionality and user experience. For more information, on how these cookies work please see our Cookies Notice.

Check your settings below and select the cookies you’re happy with.

Strictly Necessary Cookies

These cookies are necessary for the website to function and cannot be switched off in our systems. They are usually only set in response to actions made by you which amount to a request for services, such as setting your privacy preferences, logging in or filling in forms.

Non-essential Cookies

These cookies are used for various purposes:

To allow us to count visits and traffic sources so we can measure and improve the performance of our site. They help us to know which pages are the most and least popular and see how visitors move around the site. All information these cookies collect is aggregated and therefore anonymous. If you do not allow these cookies we will not know when you have visited our site and will not be able to monitor its performance.
To provide enhanced functionality and personalisation. They may be set by us or by third party providers whose services we have added to our pages. If you do not allow these cookies then some or all of these services may not function properly.
Set by our site by our advertising partners. They may be used by those companies to build a profile of your interests and show you relevant adverts on other sites. They do not store information which allows us to identify you personally but are based on uniquely identifying your browser and internet device. If you do not allow these cookies, you will experience less targeted advertising.

Find out more about www.allaboutcookies.org or view our cookie policy.

Skip to main content

FCA Website
PRA Rulebook
Glossary
Useful Links
Contact Us

Search the Handbook

Advanced Search

Home
FCA Handbook
What's New
Instruments
Forms
Guides
Technical Standards
Level 3 Materials

Join Up
Log in

Login

User name

User password

Forgotten your password? Register a new account

Home
FCA Handbook
Search Results

Search Result

481 - 500 of 1369 items.

Results filter Sort by: Show:

Search Term(s)

Search Text

Filter by Topics

United Kingdom (405)
Authorised persons (282)
European Economic Area (249)
Investments (224)
Authorisation (217)
Employees (201)
Group companies (196)
Loans (161)
Investment activities (160)
Directors (160)
Providers (140)
Supervision (135)
Investor (128)
Non United Kingdom (126)
Insurance (125)

Filter by Modules

Modules

Filter by Documents

Documents

Filter by Keywords

Keywords

Effective Period

From To

Similar To

Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

…

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

…

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

…

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

…

SYSC 22.3 Drafting the reference and the request for a reference

As Published: 2016

SYSC 22.3 Drafting the reference and the request for a reference

…

IFPRU 8.1 Prudential consolidation

As Published: 2019

IFPRU 8.1 Prudential consolidation

…

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

…

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

…

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

…

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

…

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

…

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

…

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

…

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

…

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

…

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

…

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

…

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

As Published: 2016

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

…

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

…

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

…

Previous page
1
..
24
25
26
27
..
69
Next page

Is there anything wrong with this page?

Contact us
Accessibility
Help

Terms & Conditions
Legal Information
Privacy Policy