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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

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CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

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BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

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FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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COBS 18.7 Depositaries

As Published: 2007

COBS 18.7 Depositaries

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IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

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EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

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