Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

As Published: 2015

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

…

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10C.16 References and accurate information

MCOB 1.2 General application: who? what?

SUP 9.1 Application and purpose

EG 10.1 Introduction

CREDS 10.1 Application and purpose

IPRU-INV 5.17 Other assets requirement

COLL 11.5 Auditors

BIPRU 8.6 Consolidated capital resources

EG 8.3 Use of the own-initiative powers in urgent cases

REC 6.5 FCA decision on recognition

PERG 15.7 Transitional provisions [deleted]

PERG 5.1 Application and purpose

CASS 1.4 Application: particular activities

EG 2.4 Case selection: Unauthorised business

PERG 7.3 Does the activity require authorisation?

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

PRIN 1.2 Clients and the Principles

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

MCOB 4.11 Sale and rent back: advising and selling standards