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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

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EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

As Published: 2016

EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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EG App 3.6 COPFS

As Published: 2016

EG App 3.6 COPFS

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SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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EG 19.20 Payment Services Regulations 2017

CREDS 9.2 Reporting

SUP 11.2 Purpose

COND 2.3 Effective supervision

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

REC 2A.4 Power and procedure for RAP penalties and censures

REC 4.2A Publication of information by UK RIEs and RAPs

DTR 4.1 Annual financial report

EG 19.7 The Open-Ended Investment Companies Regulations 2001

DTR 4.4 Exemptions

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)