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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2019

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

IFPRU 8.1 Prudential consolidation

As Published: 2019

IFPRU 8.1 Prudential consolidation

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002