Search Result

181 - 200 of 1255 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

LR 19.1 Application

As Published: 2005

LR 19.1 Application

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 17.1 Application

As Published: 2005

LR 17.1 Application

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting