Search Result

721 - 740 of 1580 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

IFPRU 7.1 Application

As Published: 2019

IFPRU 7.1 Application

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

IFPRU 3.1 Base own funds requirement

As Published: 2019

IFPRU 3.1 Base own funds requirement

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

TC App 5.1

As Published: 2010

TC App 5.1

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction