Search Result

421 - 440 of 1272 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

COBS 10.6 When a firm need not assess appropriateness

As Published: 2017

COBS 10.6 When a firm need not assess appropriateness

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

LR 17.1 Application

As Published: 2005

LR 17.1 Application

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation