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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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MCOB 5A.1 Application and purpose

As Published: 2015

MCOB 5A.1 Application and purpose

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BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

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IFPRU 6.1 Market risk requirements

As Published: 2019

IFPRU 6.1 Market risk requirements

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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SUP 10A.9 Significant management functions [deleted]

SYSC 19C.1 General application and purpose

CASS 5.8 Safe keeping of client's documents and other assets

LR 15.5 Transactions

IPRU-INV 9.2 GENERAL REQUIREMENTS

SYSC 4.1 General requirements

DISP 2.7 Is the complainant eligible?

BIPRU 9.1 Application and purpose

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy