Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 13.2 General

GENPRU 3.1 Application

MCOB 11.6 Responsible lending and financing

EG 19.10 Enterprise Act 2002

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

EG 16.2 Disapplication orders

FEES 13.1 Application and purpose

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

EG 7.6 Private warnings

SUP 10A.16 How to apply for approval and give notifications

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COLL 12.2 UK UCITS management companies

REC 6.5 FCA decision on recognition

SUP 18.4 Friendly Society transfers and amalgamations

BIPRU 3.2 The central principles of the standardised approach to credit risk

PERG 13.7 The territorial application of MiFID [deleted]

SUP 15.14 Notifications under the Payment Services Regulations

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

PERG 1.2 Introduction