Search Result

241 - 260 of 1515 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

BIPRU 7.9 Use of a CAD 1 model

As Published: 2019

BIPRU 7.9 Use of a CAD 1 model

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SYSC 4.6

As Published: 2015

SYSC 4.6

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015