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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance