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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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Effective Period

Similar To

SYSC 5.1 Skills, knowledge and expertise

PERG 2.6 Specified investments: a broad outline

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

EG 2.4 Case selection: Unauthorised business

EG 2.15 Decision making in the context of regulatory enforcement action

EG 10.1 Introduction

SYSC 19A.3 Remuneration principles for IFPRU investment firms

EG 19.18 Counter-Terrorism Act 2008

EG 7.1 The FCA’s use of sanctions

PERG 1.5 What other guidance about the perimeter is available from the FCA?

COND 2.3 Effective supervision

SUP 16.1 Application

SYSC 8.1 General outsourcing requirements

PRIN 1.1 Application and purpose

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 12.1 The FCA’s general approach

PERG 8.6 Communicate

APER 3.1 Introduction

REC 6.7 Notification rules for overseas recognised bodies