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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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MCOB 5.3 Applying for a home finance transaction

CASS 11.4 Definition of client money and the discharge of fiduciary duty

BIPRU 12.1 Application

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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration