Search Result

261 - 280 of 551 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SYSC 4.7

As Published: 2015

SYSC 4.7

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

LR 14.1 Application

As Published: 2005

LR 14.1 Application

LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]