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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

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EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

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FEES 12.4 Relieving provisions

As Published: 2015

FEES 12.4 Relieving provisions

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IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2019

IFPRU 5.2 Advanced Measurement Approach permission

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DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

As Published: 2015

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

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EG 5.6 Mediation

As Published: 2016

EG 5.6 Mediation

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DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

As Published: 2015

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

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EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

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