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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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CASS 7.13 Segregation of client money

SYSC 4.1 General requirements

FEES 6.7 Payment of levies

RCB 3.5 Other notifications

MAR 5.3 Trading process requirements

SUP 16.15 Reporting under the Electronic Money Regulations

REC 2.1 Introduction

REC 6.3 Recognition requirements

COCON 4.1 Specific guidance on individual conduct rules

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COLL 8.4 Investment and borrowing powers

REC 2.4A Management body

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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FEES 3.1 Introduction

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

TC 2.1 Assessing and maintaining competence

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator