Search Result

1001 - 1020 of 1054 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

IFPRU 8.1 Prudential consolidation

As Published: 2019

IFPRU 8.1 Prudential consolidation

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes