Search Result

321 - 340 of 1743 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SYSC 4.9

As Published: 2015

SYSC 4.9

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction