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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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MAR 8.2 Requirements for benchmark submitters [deleted]

COLL 4.4 Meetings of Unitholders and service of notices

SYSC 5.1 Skills, knowledge and expertise

RCB 2.3 Determination of registration

COBS 20.5 With-profits governance

EG 3.2B Information requests (section 122B)

EG 3.2 Information requests (section 165)

DEPP 8.1 Introduction

MAR 4.4 Exceptions

EG 3.3 Reports by skilled persons (section 166)

DEPP 8.5 Effects of a breach of condition or time limitation

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 4.12 Search and seizure powers

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SUP 1A.2 Introduction

MAR 9.4 Supervisory regime

EG 2.7 Sources of cases

REC 6.1 Introduction and legal background

REC 4.9 Disciplinary measures