Search Result

1041 - 1060 of 1473 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

IFPRU 6.2 Guidance on market risk

As Published: 2019

IFPRU 6.2 Guidance on market risk

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose