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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

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MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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