Search Result

181 - 200 of 381 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2019

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

PERG 13.2 General

As Published: 2011

PERG 13.2 General

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 6.11 Specialist companies: scientific research based companies

As Published: 2017

LR 6.11 Specialist companies: scientific research based companies

LR 3.1 Application

As Published: 2005

LR 3.1 Application

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES