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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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COLL 5.2 General investment powers and limits for UCITS schemes

SYSC 18.3 Internal arrangements

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 10A.1 Application

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

RCB 4.2 Enforcement powers and penalties

DEPP 6.5 Determining the appropriate level of financial penalty

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

DEPP 7.1 Application and purpose

DEPP 6.7 Discount for early settlement

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

MAR 9.1 Application, introduction, approach and structure

REC 6.3 Recognition requirements

COLL 6.12 Risk management policy and risk measurement

FEES 2.1 Introduction

IFPRU 8.1 Prudential consolidation

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

IFPRU 11.7 Notifications

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

REC 6.2 Applications