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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

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PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

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MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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