Search Result

61 - 80 of 172 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SUP 16.23 Annual Financial Crime Report

As Published: 2016

SUP 16.23 Annual Financial Crime Report

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

IFPRU 8.2 Large Exposures

As Published: 2019

IFPRU 8.2 Large Exposures

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures