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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

…

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

…

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

…

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

…

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

…

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

…

EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

…

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

…

EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

…

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

…

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

…

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

…

SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

…

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

…

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

…

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

…

EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

…

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

…

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