Search Result

21 - 40 of 1417 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

SYSC 4.6

As Published: 2015

SYSC 4.6

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

SYSC 5.2

As Published: 2015

SYSC 5.2

APER 1.1A Application

As Published: 2015

APER 1.1A Application

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SYSC 4.8

As Published: 2015

SYSC 4.8

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies