Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

…

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

…

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

…

EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

…

SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

…

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 9.2 PSR fees

LR 3.3 Shares

PERG 8.10 Types of financial promotion

PERG 4.6 Advising on regulated mortgage contracts

EG 18.1 Cancellation on the FCA’s own-initiative

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SUP 10A.7 FCA required functions

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 14.2 Choice of powers

LR 4.3 Approval and publication of listing particulars

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SUP 21.1 Form of waiver for energy market participants

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

LR 2.1 Preliminary

FEES App 1.3 Application Fees

EG 5.2 When settlement decisions may take place

SUP 10A.9 Significant management functions [deleted]

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

SUP 16.9 Appointed representatives annual report