Search Result

1081 - 1100 of 1639 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2019

IFPRU 10.6 Application on an individual and consolidated basis

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

LR 19.1 Application

As Published: 2005

LR 19.1 Application

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands