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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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Similar To

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

GEN 5.1 Application and purpose

EG App 3.1 The FCA

MAR 9.3 Notification and information

IFPRU 4.12 Securitisation

MCOB 3A.1 Application and purpose

LR 9.5 Transactions

SUP 12.1 Application and purpose

MAR 9.2 Authorisation and verification

SYSC 4.5

CASS 1A.2 CASS firm classification

SYSC 18.3 Internal arrangements

REC 3.22 Restriction of, or instruction to close out, open positions

REC 3.24 Transfers of ownership

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SYSC 4.2 Persons who effectively direct the business

TC 2.1 Assessing and maintaining competence

SUP 16.24 Retirement income data reporting

REC 2.9 Transaction recording

SUP 8.3 Applying for a waiver