Search Result

981 - 1000 of 1038 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose