Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

…

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

…

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

…

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

…

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

…

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

…

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

…

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 4.9

SYSC 19D.1 Application and purpose

EG 19.23 Electronic Money Regulations 2011

BIPRU 8.6 Consolidated capital resources

EG 7.6 Private warnings

CASS 11.11 Records, accounts and reconciliations

PERG 5.1 Application and purpose

CASS 6.2 Holding of client assets

SUP 15.14 Notifications under the Payment Services Regulations

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]