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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PERG 8.30 Medium used to give advice or information

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

PERG 5.5 The regulated activities: dealing in contracts as agent

REC 3.26 Proposals to make regulatory provision

LR 18.2 Requirements for listing

GEN 7.2 Call charges

PERG 14.6 Carrying on a regulated activity in the United Kingdom

MIPRU 4.3 Calculation of annual income

PERG 2.3 The business element

RCB 2.3 Determination of registration

CASS 7.11 Treatment of client money

COBS 6.4 Disclosure of charges, remuneration and commission

SUP 10C.11 Statements of responsibilities

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 4.12 Appointed representatives

CASS 1.2 General application: who? what?

PERG 2.4 Link between activities and the United Kingdom

DTR 8.5 Supervision of primary information providers