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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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SYSC 4.9

As Published: 2015

SYSC 4.9

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Similar To

COLL 8.2 Constitution

SYSC 18.3 Internal arrangements

SUP 8.6 Publication of waivers

PERG 10.2 General issues

SUP 16.1 Application

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 5.5 Duties of firms

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

SUP 18.2 Insurance business transfers

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)