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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

LR 20.1 Application

As Published: 2010

LR 20.1 Application

LR 18.1 Application

As Published: 2005

LR 18.1 Application

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)