Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 4.7 Key investor information and marketing communications

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COLL 6.3 Valuation and pricing

SUP 10A.13 Application for approval and withdrawing an application for approval

SUP 10C.8 The other local responsibility function (SMF22)

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

COLL 2.1 Authorised fund applications

IFPRU 8.2 Large Exposures

PERG 16.5 How AIFMD affects other regulated activities

EG 15.1 Introduction

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 2.7 Access to facilities

COND 2.3 Effective supervision

REC 5.2 Application process

REC 2.3 Financial resources

COLL 6.1 Introduction and Application

SUP 12.1 Application and purpose

PERG 2.11 Persons who are exempt for credit-related regulated activities

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver