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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

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EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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DEPP 3.3 Straightforward decisions

As Published: 2007

DEPP 3.3 Straightforward decisions

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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