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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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REC 2.13 Promotion and maintenance of standards

MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

SYSC 4.8

EG 12.3 Criminal prosecutions in cases of market abuse

IFPRU 4.7 Internal ratings based approach: loss given default

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

IFPRU 8.1 Prudential consolidation

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 19.10 Enterprise Act 2002

SYSC 19C.1 General application and purpose

DEPP 6.7 Discount for early settlement

EG 2.9 FCA guidance and supporting materials

SUP 10A.13 Application for approval and withdrawing an application for approval

ICOBS 6.4 Pre- and post-contract information: protection policies

DEPP 4.1 Executive decision maker

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)