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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

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COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

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LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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EG 11.5 Other relevant powers

MAR 8.2 Requirements for benchmark submitters [deleted]

SUP 10A.16 How to apply for approval and give notifications

DTR 8.4 Continuing obligations

SUP 18.4 Friendly Society transfers and amalgamations

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

SUP 11.9 Changes in close links

SUP 16.24 Retirement income data reporting

RCB 3.2 Annual confirmations of compliance and asset pool monitor

PERG 8.8 Having an effect in the United Kingdom

LR 3.4 Debt and other securities

COBS 20.2 Treating with-profits policyholders fairly

CONC 3.7A Financial promotions and communications: P2P agreements

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

COBS 4.2 Fair, clear and not misleading communications

LR 8.5 Responsibilities of listed companies

LR 5.5 Miscellaneous