Related provisions for EG App 3.5.1
1 - 4 of 4 items.
2The guidelines are intended to assist the agencies when considering cases concerning financial crime and/or regulatory misconduct that are, or may be, of mutual interest to the FCA and one or more of the other agencies. Their implementation and wider points arising from them will be kept under review by the agencies who will liaise regularly.
For the purposes of article 115 of the UK CRR4 (Exposures to regional governments or local authorities), a firm may treat exposures to the following regional governments as exposures to the UK central government:(1) The Scottish Parliament;(2) The National Assembly for Wales; and(3) The Northern Ireland Assembly.