Search Result

1161 - 1180 of 1214 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

IFPRU 7.1 Application

As Published: 2019

IFPRU 7.1 Application

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

As Published: 2015

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

COND 1.3 General

As Published: 2013

COND 1.3 General

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting