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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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IPRU-INV 5.10 Expenditure based requirement

As Published: 2016

IPRU-INV 5.10 Expenditure based requirement

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COBS 4.13 UCITS

COLL 11.5 Auditors

BIPRU 7.7 Position risk requirements for collective investment undertakings

LR 15.5 Transactions

CASS 5.5 Segregation and the operation of client money accounts

COLL 4.8 Notifications for UCITS master-feeder arrangements

CREDS 2.2 General provisions

PERG 8.12 Exemptions applying to all controlled activities

REC 2.5 Systems and controls, algorithmic trading and conflicts

BIPRU 7.10 Use of a Value at Risk Model

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy