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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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